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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose