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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose