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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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