Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.6 The section 296 power to give directions

REC 5.1 Introduction and legal background

PERG 8.3 Financial promotion

SYSC 8.1 General outsourcing requirements

PR 3.4 Supplementary prospectus

DEPP 6.5A The five steps for penalties imposed on firms

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SUP 1A.3 The FCA's approach to supervision

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

LR App 1.1 Relevant definitions

SYSC 4.1 General requirements

REC 6.2 Applications

DISP App 3.1 Introduction

DTR 2.1 Introduction and purpose

LR 1.3 Information gathering and publication

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SYSC 10.2 Chinese walls

BIPRU 12.2 Adequacy of liquidity resources

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration