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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

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EG 6.4 Publicity in RDC cases

REC 3.1 Application and purpose

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

DISP App 1.5 Additional considerations

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

BIPRU 12.3 Liquidity risk management

LR 17.3 Requirements with continuing application

EG 11.4 Determining the amount of restitution

MAR 8.3 Requirements for benchmark administrators [deleted]

COLL 6.2 Dealing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy