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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SYSC 4.8

As Published: 2015

SYSC 4.8

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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LR App 2.1

As Published: 2005

LR App 2.1

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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