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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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COCON 3.1 General factors for assessing compliance

ICOBS 2.1 Client categorisation

FEES 4.2 Obligation to pay periodic fees

BIPRU 1.2 Definition of the trading book

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SYSC 4.7

SUP 4.3 Appointment of actuaries

CONC 7.6 Exercise of continuous payment authority

COLL 4.2 Pre-sale notifications

CASS 1.4 Application: particular activities

MCOB 9.5 Disclosure at the offer stage for equity release transactions

CREDS 9.2 Reporting

REC 5.2 Application process

CONC 11.1 The right to cancel

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)