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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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