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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

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Similar To

TC 1.1 Who, what and where?

FEES 12.1 Application and Purpose

EG 2.13 Late reporting or non-submission of reports to the FCA

COBS 12.3 Non-independent research [deleted]

MCOB 4.6A Rolling-up of fees or charges into loan

DISP App 3.9 Other matters concerning redress at steps 1 and 2

MCOB 10A.2 APRC: mathematical formula and assumptions

CONC 7.7 Application of interest and charges

LR 6.6 Control of the business

LR 6.8 Warrants or options to subscribe

CONC 7.4 Information on status of debts

COBS 5.1 The distance marketing disclosure rules

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

DISP 3.2 Jurisdiction

PERG 14.5 The ‘by-way-of-business’ test

EG 20.3 Decision making under the CCA Order

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation