Search Result

421 - 440 of 1511 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SYSC 4.5

As Published: 2015

SYSC 4.5

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction