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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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Similar To

LR 11.1 Related party transactions

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 8.9 Circumstances where the restriction in section 21 does not apply

REC 3.3 Waivers

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

BIPRU 7.7 Position risk requirements for collective investment undertakings

MCOB 11.6 Responsible lending and financing

CREDS 7.2 General requirements concerning lending policy

SUP 9.1 Application and purpose

SUP 16.19 Immigration Act compliance reporting

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy