Search Result

161 - 180 of 1037 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

…

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

…

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

…

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

…

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

…

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

…

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…