Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

…

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

…

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

…

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 1.10 Complaints reporting rules

SUP 16.4 Annual controllers report

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.23 Electronic Money Regulations 2011

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 15.7 Form and method of notification

ICOBS 8.4 Employers’ Liability Insurance

CASS 7.19 Clearing member client money sub-pools

SYSC 19C.3 Remuneration principles

COCON 3.1 General factors for assessing compliance

GEN 5.1 Application and purpose

LR App 1.1 Relevant definitions