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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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MCOB 11.5 Purpose

As Published: 2012

MCOB 11.5 Purpose

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

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