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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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REC 3.24 Transfers of ownership

REC 6.8 Powers to supervise

LR 9.4 Documents requiring prior approval

SYSC 3.1 Systems and controls

REC 2.8 Settlement and clearing facilitation services

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PRIN 3.4 General

CASS 7.11 Treatment of client money

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

PR 5.5 Persons responsible for a prospectus

MAR 5A.4 Trading process requirements

EG 11.3 The FCA’s choice of powers

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation