Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

…

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

…

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 13.1 Introduction

COBS 19.5 Independent governance committees (IGCs)

EG 2.2 Case selection and referral criteria

EG 12.2 FCA cautions

EG 9.1 Introduction

EG 2.12 Co-operation

SUP 11.4 Requirements on firms

PERG 8.33 Introducing

PERG 8.20 Additional restriction on the promotion of collective investment schemes

IFPRU 10.4 Capital conservation measures

BIPRU 4.1 The IRB approach: Application, purpose and overview

PERG 1.2 Introduction

COLL 9.3 Section 272 recognised schemes

PERG 4.2 Introduction

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration