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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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