Related provisions for LR 13.3.2

SUP 5.6.4G01/04/2013

2A firm may provide information that would otherwise be subject to a contractual or other requirement to keep it in confidence if it is provided for the purposes of anything required to be done in respect of the skilled person's collection or updating of information under section 166A (Appointment of skilled person to collect and update information) of the Act.

FEES 7.2.9R01/04/2018

Table of rules in FEES 4that also apply to FEES 7 to the extent that in FEES 4 they apply to fees payable to the FCA 6

FEES 4 rules incorporated into FEES 7	Description
FEES 4.2.4 R	Method of payment
4FEES 4.2.7ER	Modifications for persons becoming subject to periodic fees during the course of a fee year
4FEES 4.2.7FR	Calculating the fee in the firm’s first year of authorisation
4FEES 4.2.7GR	Calculating fees in the second fee-year where the firm received permission between 1 January and 31 March in its first fee year
4FEES 4.2.7HR to FEES 4.2.7KR	Calculating all other fees in the second and subsequent years of authorisation where a full year of tariff data is not available

FEES 4.2.8 R	How FEES 4.2.7 R applies in relation to an incoming EEA firm or an incoming Treaty firm
FEES 4.2.10 R	Extension of time
FEES 4.2.11 R (first entry only)	Due date and changes in permission for periodic fees
FEES 4.3.7 R	Groups of firms
FEES 4.3.13 R	Firms applying to cancel or vary permission before start of period
FEES 4.3.17R4	Firms acquiring businesses from other firms
FEES 4.4.1 R to FEES 4.4.6 R	Information on which fees are calculated

FEES 10.5.4R23/03/2018

Table of rules in FEES 4 that also apply in FEES 10.

FEES 4 incorporated into FEES 10	Description	Modifications
FEES 4.2.4 R	Method of payment	none
2	2	2
2	2	2
2FEES 4.2.7ER	Modifications for persons becoming subject to periodic fees during the course of a fee year	none
2FEES 4.2.7FR	Calculating the fee in the firm’s first year of authorisation	none
2 FEES 4.2.7GR	Calculating fees in the second fee-year where the firm received permission between 1 January and 31 March in its first fee year	none
2FEES 4.2.7HR to FEES 4.2.7KR	Calculating all other fees in the second and subsequent years of authorisation where a full year of tariff data is not available	none
FEES 4.2.8 R	How FEES 4.2.7 R applies to an incoming EEA firm or an incoming Treaty firm	none
FEES 4.2.9 G	Fee payers ceasing to hold relevant status or reducing the scope of their permission after start of relevant period	Reference to column (1) of the table in FEES 4.2.11 R is a reference to FEES 10.1.2 G
FEES 4.3.7 R	Groups of firms	Reference to FEES 4.2.1 R is a reference to FEES 10.2.1 R.
FEES 4.3.13 R	Firms applying to cancel or vary permission before start of period	Reference toFEES 4.2.1 R is a reference to FEES 10.2.1 R.
FEES 4.3.17R2	Firms acquiring businesses from other firms	Reference to FEES 4.2.7ER to FEES 4.2.7KR2 is a reference to FEES 10.2.5 R Reference to FEES 4.2.1 R is a reference to FEES 10.2.1 R
FEES 4.4.1 R to FEES 4.4.6 R	Information on which fees are calculated	none

MCOB 2.5.2R31/10/2004

A firm will be taken to be in compliance with any rule in MCOB that requires a firm to obtain information to the extent that the firm can show that it was reasonable for it to rely on information provided to it by another person.

ICOBS 1.1.4G06/01/2008

Guidance on the application provisions is in ICOBS 1 Annex 1 (Part 4).

Related provisions for LR 13.3.2

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