Search Result

281 - 300 of 1505 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.2 MAIN REQUIREMENTS

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information