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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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