Search Result

481 - 500 of 1249 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

SYSC 4.7

As Published: 2015

SYSC 4.7

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS