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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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DISP App 3.2 The assessment of a complaint

As Published: 2017

DISP App 3.2 The assessment of a complaint

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

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