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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)