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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

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PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

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