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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

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SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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SYSC 4.7

As Published: 2015

SYSC 4.7

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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