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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

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Similar To

PERG 7.3 Does the activity require authorisation?

SYSC 4.4 Apportionment of responsibilities

SYSC 4.2 Persons who effectively direct the business

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

FEES 8.1 Consumer Credit permissions

REC 2.15 Discipline

SYSC 1.2 Purpose

CREDS 2.1 Application and purpose

EG 2.6 Assisting overseas regulators

PERG 8.32 Arranging deals in investments

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 12.7 Notification requirements

COLL 7.6 Schemes of arrangement

SUP 16.19 Immigration Act compliance reporting

REC 4.9 Disciplinary measures