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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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Similar To

SUP 15.5 Core information requirements

COLL 6.8 Income: accounting, allocation and distribution

COCON 2.3 Firms: training and breaches

LR 5.2 Cancelling listing

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG 4.8 Scoping discussions

EG 3.10 Liaison where other authorities have an interest

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

EG 4.13 Preliminary findings letters and preliminary investigation reports

DTR 5.4 Aggregation of managed holdings

REC 6A.1 Exercise of passport rights by EEA market operator

REC 4.4 Complaints

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements