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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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Effective Period

Similar To

SUP 3.8 Rights and duties of auditors

DEPP 2.2 Warning notices and first supervisory notices

PERG 4.11 Link between activities and the United Kingdom

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SUP 8.6 Publication of waivers

SUP 16.3 General provisions on reporting

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SUP 15.13 Notification by CBTL firms

SUP 14.6 Cancelling qualification for authorisation

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 4.3 Appointment of actuaries

COND 2.3 Effective supervision

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?