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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

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IFPRU 2.4 Reporting of breaches

As Published: 2015

IFPRU 2.4 Reporting of breaches

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PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

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Similar To

SYSC 19D.2 General requirement

DEPP 6A.2 Deciding whether to take action

ICOBS 4.1 General requirements for insurance intermediaries and insurers

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

COBS 10.5 Assessing appropriateness: guidance

COBS 4.8 Cold calls and other promotions that are not in writing

CONC 14.1 Application

COBS 9.5 Record keeping and retention periods for suitability records

REC 3.23 Default

COBS 4.4 Compensation information

COBS 6.1G Re-registration of title to retail investment products

COBS 4.3 Financial promotions to be identifiable as such

MCOB 4.11 Sale and rent back: advising and selling standards

COBS 19.4 Open market options

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation