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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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CONC 4.7

As Published: 2014

CONC 4.7

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

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SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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