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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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REC 6.5 FCA decision on recognition

EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 4.9 Disciplinary measures

SUP 5.2 The FCA’s power

MAR 5.6 Reporting requirements

EG 16.4 The effect of a disapplication order

SYSC 19D.1 Application and purpose

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

GEN 4.3 Letter disclosure

MAR 5.3A Systems and controls for algorithmic trading

EG 19.7 The Open-Ended Investment Companies Regulations 2001

MAR 5A.5 Systems and controls for algorithmic trading

IFPRU 4.6 Internal ratings based approach: probability of default

COBS 14.4 Provision of information by an intermediate Unitholder

REC 6.3 Recognition requirements

PERG 5.11 Other aspects of exclusions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

EG 14.2 Choice of powers

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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