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SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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SYSC 22.6 Giving and updating references: additional rules and guidance for SMCR firms