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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers