Search Result

321 - 340 of 1482 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)