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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

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DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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Similar To

COND 2.7 Business model

PERG 4.12 Appointed representatives

EG 5.5 The settlement discount scheme

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 2.5 Investments and activities: general

SUP 12.1 Application and purpose

DISP 1.10 Complaints reporting rules

DISP 1.11 The Society of Lloyd's

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation