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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

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LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

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LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

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MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

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IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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