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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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