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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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