Search Result

261 - 280 of 1556 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

LR 16.1 Application

As Published: 2005

LR 16.1 Application

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SYSC 4.8

As Published: 2015

SYSC 4.8

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

LR App 2.1

As Published: 2005

LR App 2.1

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order