Search Result

121 - 140 of 1306 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

EG 19.25 Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 8.1 Application

As Published: 2005

LR 8.1 Application

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose