Search Result

1301 - 1320 of 1630 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

CONC 1.3 Guidance on financial difficulties

As Published: 2014

CONC 1.3 Guidance on financial difficulties

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms