Search Result

1221 - 1240 of 1481 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance