Search Result

1161 - 1180 of 1704 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

…

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

…

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

…

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

…

COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

…

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

…

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

…

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

…

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

…

LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

…

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

…

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

…

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

…

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

…