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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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Similar To

LR 17.4 [deleted]

SUP 8.7 Varying waivers

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

RCB 3.4 Covered Bond issuance notifications

IFPRU 5.2 Advanced Measurement Approach permission

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

SYSC 4 Annex 1

EG 9.5 Prohibition orders against other individuals

DTR 1.4 Suspension of trading

DTR 8.3 Criteria for approval as a primary information provider

REC 3.7 Auditors

LR 6.13 Externally managed companies

SUP 10C.4 Specification of functions

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

CONC 7.5 Pursuing and recovering repayments

SYSC 6.2 Internal audit

SUP 10A.5 Significant-influence functions

REC 2.8 Settlement and clearing facilitation services