Search Result

1081 - 1100 of 1622 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information