Search Result

1061 - 1080 of 1733 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement