Search Result

1001 - 1020 of 1668 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 19.1 Application

As Published: 2005

LR 19.1 Application

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'