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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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TC App 5.1

As Published: 2010

TC App 5.1

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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