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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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SYSC 4.7

As Published: 2015

SYSC 4.7

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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