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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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LR 13.6 Related party circulars

REC 2.1 Introduction

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 16.8 Territorial scope

CASS 7.12 Organisational requirements: client money

FEES 1.1 Application and Purpose

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

REC 2.12 Availability of relevant information and admission of financial instruments to trading

COBS 16.4 Statements of client designated investments or client money

MCOB 5.6 Content of illustrations

EG 18.1 Cancellation on the FCA’s own-initiative

EG 14.2 Choice of powers

EG 20.3 Decision making under the CCA Order

SUP 21.1 Form of waiver for energy market participants

SUP 11.4 Requirements on firms

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

FEES App 1.3 Application Fees

DEPP 2.2 Warning notices and first supervisory notices